--- title: 'Compliance Analyst at Maven' canonical: 'https://feeny.ai/job/compliance-analyst-maven-london-433yxzknh4ak' type: 'job' last_seen: '2026-11-02' --- # Compliance Analyst at Maven - **Company:** Maven - **Location:** London, United Kingdom - **Posted:** 2026-06-23 - **Last confirmed live:** 2026-11-02 - **Apply:** https://job-boards.greenhouse.io/mavensecuritiesholdingltd/jobs/8002605 ## Job description Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed derivatives. Through advanced execution and pricing technologies, we improve how financial markets operate. We are looking for Compliance Analyst to join our London based Compliance team. As a Compliance Analyst, you will contribute to the effective operation of the firm according to its regulatory and internal policy requirements as they apply across the diverse range of trading activities carried out. You will also add value supporting this firm in achieving its forward-looking growth and development plans. In doing so, you will gain exposure to key aspects of compliance, supporting electronic options market making and multi-strategy trading (encompassing proprietary equity and bond strategies such as event trading and equity capital markets), regulatory monitoring, prudential compliance, policy implementation, and employee trading oversight. The successful candidate will thrive in a fast-paced proprietary trading environment. As Maven continues to develop and to expand its business activities the complexity of the regulatory and exchange landscape, within which we operate, increases in parallel. Our aim is to ensure Compliance provides market leading support for the firm and, in doing so, ensures its safe, effective and sustainable growth and development. Comprehensive training will be provided to ensure your success and ongoing development in this role. Key Responsibilities: Policies, Procedures, and Training Materials - Support the review and update of compliance policies and procedures and assist with the drafting and maintenance of training materials and employee guidance. Internal Reporting - Support the compilation and coordination of internal compliance reports, including quarterly compliance reports and other periodic disclosures. Wall-crossing & Restricted List Management - Ensure the safe and effective operation of Maven’s wall-crossing processes and assist with maintaining restricted lists and watch lists. Work directly with our trading business units to support the implementation of effective information barriers. Operational Compliance - Support Maven’s extensive operational compliance framework, contributing to processes such as those related to personal account dealing. Escalate potential compliance issues and contribute to documentation and reporting. Prudential Monitoring - Assist the ongoing monitoring of the firm’s prudential obligations and support reporting in accordance with relevant regulatory frameworks. Regulatory Reporting - Assist in the preparation and validation of regulatory filings required under UK, EU, US, and other relevant regimes; work with the team to ensure timely and accurate submissions. External Document Requests & Regulatory Enquiries - Assist with responding to requests from regulators and counterparties, including regulatory questionnaires and due diligence enquiries. Training & Attestation Administration - Coordinate the tracking and completion of mandatory compliance training and attestations across the firm. Experience & Qualifications: - Minimum of 2 - 3 years’ experience in a relevant legal or compliance role is required. - Strong attention to detail, excellent organisational skills, and the ability to manage multiple tasks according to tight deadlines. - Effective communication skills and a collaborative approach. - Eagerness to learn - full training on compliance procedures will be provided. Desirable Skills - Technical: Excel, SQL, Python - AI: Utilising AI in information gathering, providing advice, task automation and to improve general efficiency What We Offer: - Competitive compensation package - Annual discretionary bonus - Group pension plan - Enhanced annual leave allowance after 2+ years’ service - 25 days’ annual leave (plus public holidays) - Fully catered breakfast, lunch, and snacks prepared by an in-house chef - Private healthcare and life assurance - On-site private gym with instructor-led classes including boxing, yoga, and more - Monthly company events and social activities - Work in a forward-thinking environment where AI is integral to our strategy and daily operations ## About Maven ## Company Overview - **One-liner**: Maven Securities is a market-leading proprietary trading firm that allocates internal capital between discretionary, systematic, and market-making strategies across global financial markets. - **Entity Type**: Private - **Headquarters**: London, England, United Kingdom - **Founded**: 2011 - **Founders**: Not publicly available ## Core Business - Primary industry/industries: Financial Services, Proprietary Trading, Market Making, Technology - Target customers: B2B (institutional), with the firm trading only its own capital (no external clients) - Mission or purpose statement: To be a market-leading proprietary trading business committed to realizing the full potential of its people, combining effective risk management with advanced technology to achieve trading excellence and consistent returns. ## Products & Services Maven operates as a multi-strategy proprietary trading firm. Its core activities include: - **Discretionary Trading**: Fundamental long/short equity strategies across global markets, managed by Portfolio Managers. - **Systematic Trading**: Quantitative strategies driven by data, research, and algorithms, including systematic equities. - **Market Making**: Providing liquidity in options and other financial instruments across European, US, and Asian markets. ## Market Standing - **Valuation/Market Cap**: Not disclosed (privately held) - **Key Metric**: Annual Revenue of $10.1M (estimated by LinkedIn); Total Funding: Not applicable (bootstrapped with internal capital) - **Notable Investors/Partners**: Not applicable (privately held, uses only group capital) - **Growth Signals**: - Headcount of 312 employees, with a yearly growth of +13.6% (+48 people) [linkedin.com](https://www.linkedin.com/company/maven-securities) - Active job postings have increased by +217.6% year-over-year [linkedin.com](https://www.linkedin.com/company/maven-securities) - Operates in 11 countries across 10 offices, including London (HQ), New York, Chicago, Amsterdam, Hong Kong, Monaco, and Singapore [linkedin.com](https://www.linkedin.com/company/maven-securities) - Strong talent pipeline from top competitors like Optiver, IMC Trading, Jane Street, and Morgan Stanley [linkedin.com](https://www.linkedin.com/company/maven-securities) ## Competitive Advantages - **Pure Proprietary Trading**: Maven trades only its own capital, eliminating conflicts of interest and allowing for long-term strategic thinking without external pressure. - **Technology-First Approach**: The firm considers itself as much a technology firm as a trading firm, investing heavily in advanced technology, data, and infrastructure to empower its traders and strategies [mavensecurities.com](https://www.mavensecurities.com/about-us/). - **Multi-Strategy Platform**: The ability to allocate capital across discretionary, systematic, and market-making strategies provides diversification and resilience. - **Strong Talent Magnet**: Attracts top talent from leading trading and financial firms globally, indicating a strong reputation and competitive compensation culture [linkedin.com](https://www.linkedin.com/company/maven-securities). - **Conservative Risk Management**: Meticulous and attentive execution paired with conservative risk management is a core part of their operational philosophy [linkedin.com](https://www.linkedin.com/company/maven-securities). ## Strategic Focus - **Continued Global Expansion**: Opening and growing offices in key financial hubs like Chicago, Amsterdam, and Hong Kong, indicating a focus on capturing market share in US and Asian markets. - **Technology Investment**: Heavy ongoing investment in technology roles (C++, Python, FPGA, Kubernetes, Linux, Network Engineering) to maintain a competitive edge in speed, data analysis, and infrastructure [job-boards.greenhouse.io](http://job-boards.greenhouse.io/mavensecuritiesholdingltd). - **Talent Acquisition**: A massive surge in hiring (+1700% monthly job posting trend) suggests aggressive scaling across all areas, particularly in quantitative research, trading, and technology [linkedin.com](https://www.linkedin.com/company/maven-securities). - **ESG and DEI Commitment**: Actively allocating capital and employee time to environmental, societal, and diversity, equity, and inclusion initiatives, signaling a focus on sustainable and ethical growth [mavensecurities.com](https://www.mavensecurities.com/about-us/). ## Why Work Here - **High-Impact Environment**: Work directly with internal capital on sophisticated trading strategies, with a flat structure that values autonomy and ownership. - **Technology-Driven Culture**: A strong emphasis on engineering and technology as core to the business, offering challenging roles in C++, Python, FPGA, and platform engineering. - **Global Opportunities**: With offices in London, New York, Chicago, Amsterdam, Hong Kong, and Monaco, there are opportunities for international mobility and exposure to global markets. - **Strong Compensation**: Competitive compensation is implied by the firm's ability to attract talent from top-tier firms like Jane Street, Optiver, and Goldman Sachs [linkedin.com](https://www.linkedin.com/company/maven-securities). - **Values-Driven**: The firm explicitly values integrity, humility, creativity, and discipline, aiming to balance bold ambition with a modest and supportive culture [mavensecurities.com](https://www.mavensecurities.com/our-values/). - **Work Policy**: Likely hybrid/office-based given the nature of trading (roles in Chicago, London, Amsterdam, New York, and Hong Kong are clearly location-specific). - **Employee Rating**: 4.1/5.0 on LinkedIn (108 reviews), with high marks for Work-Life (3.9), Compensation (3.8), and Culture (3.5) [linkedin.com](https://www.linkedin.com/company/maven-securities). ## Sources 1. [Maven Securities - About Us](https://www.mavensecurities.com/about-us/) 2. [Maven Securities - Our Values](https://www.mavensecurities.com/our-values/) 3. [Maven Securities - Job Openings (Greenhouse)](http://job-boards.greenhouse.io/mavensecuritiesholdingltd) 4. 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