---
title: 'Compliance Associate at GCM Grosvenor'
canonical: 'https://feeny.ai/job/compliance-associate-gcm-grosvenor-chicago-dvqch20pqyds'
type: 'job'
last_seen: '2026-11-01'
---

# Compliance Associate at GCM Grosvenor

- **Company:** GCM Grosvenor
- **Location:** Chicago, IL
- **Compensation:** $90k–$110k
- **Posted:** 2026-10-27
- **Last confirmed live:** 2026-11-01
- **Apply:** https://job-boards.greenhouse.io/gcmgrosvenor/jobs/8046485003

## Job description

## SUMMARY

As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor.

As an onsite/hybrid employee, you are expected to be in the office on Tuesdays, Wednesdays, and Thursdays.

## RESPONSIBILITIES

- Assisting with Federal, State, and International regulatory filings (including Form ADV, Form PF, CPO PQR/CTA PR, AIFMD Annex IV, Forms U4, U5, BD, BR, D, and DA).
- Reviewing investor subscription agreements to comply with certain requirements, including AML and KYC diligence of investors Assist with ongoing monitoring of third-party administrators and due diligence
- Review and disposition sanction screenings alert
- Helping maintain information barriers program, including but not limited to, restricted list maintenance, conflict reviews and approving expert networks.
- Providing compliance guidance to employees on a day-to-day basis around policies, procedures, and protocols.
- Performing electronic communications review, surveillance, other testing and helping conduct the annual review.
- Assisting the Firm and Senior Compliance Officers during audits, regulatory, or mock exams
- Drafting policies and procedures.
- Developing and conducting employee trainings.
- Analyzing new and pending laws and regulations to identify properly and expeditiously those which may impact the Firm’s business and collaborating with the Senior Compliance Officers to revise the Firm’s policies and procedures, as necessary.
- Assisting with compliance around employee trading, including reviewing employee trading statements/confirms, FINRA 3210 request letters, and assisting in required pre-clearance requests.

## EDUCATION, SKILLS AND EXPERIENCE REQUIREMENTS

- Bachelor’s degree required. Other certifications or licenses, such as ACAMS, FINRA Securities Industry Essentials (SIE) and Series 7 are a plus.
- 2 to 5 years of experience working in a legal or compliance related role within a financial services firm (broker-dealer, investment adviser, etc.), regulatory body (FINRA, SEC, other SRO) or at a compliance consultant or law firm dealing with broker-dealer, investment advisor, and AML matters.
- Strong written and oral communication skills.
- Understanding of regulatory and self-regulatory agencies (e.g., FINRA, SEC, CFTC, NFA, FSA) and the requirements of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, and the Securities Act of 1933.
- Knowledge and experience with industry best practices in compliance management.
- Experience with a variety of Compliance and AML systems (e.g., RDC, Moody’s, MyComplianceOffice, Complysci, etc.) and ability to manage changing systems and systems implementation a plus.
- Strong interpersonal skills, with a strong presence and team building skills.
- Strong Microsoft Excel and PowerPoint skills.
- A reliable self-starter, with a bias for action, requiring a minimum amount of direction, yet also good instincts and judgment regarding when to involve others.
- High energy level with strong work ethic and flexibility to work long hours at times to accommodate time-sensitive deliverables (e.g., regulatory examinations, fund closes, etc.).
- Responsive to internal and external clients, including timely responses to emails.
- Outstanding organizational and time-management skills and ability to create effective processes.
- Attention to detail, strong analytical and problem-solving skills, and superior organization and project management skills.

In terms of cultural fit, the successful candidate will be self-motivated and energized by working amongst a group of thoughtful, smart, fast-paced, and successful colleagues. The successful candidate will enjoy being a part of an organization focused on excellence and will be a naturally collaborative individual who enjoys interacting with individuals at all levels. Additionally, the successful candidate will be a strong team player with a proactive approach and the ability to take initiative with discretion and judgment. Actual base salary may vary based on factors such as individual's experience, skills, and qualifications for the role.  Employees may be eligible for a discretionary bonus based on factors such as individual, team, and company performance as well as a comprehensive benefits package.

## CHICAGO ANNUAL PAY RANGE

$90,000—$110,000 USD

## ABOUT THE FIRM

GCM Grosvenor (Nasdaq: GCMG) is a global alternative asset management solutions provider with approximately $97 billion in assets under management across private equity, infrastructure, real estate, credit, and absolute return investment strategies.

The firm has specialized in alternatives for more than 54 years and has a diverse, engaged team of approximately 560 professionals serving a global client base. Eligible employees can elect to participate in comprehensive healthcare coverage (including medical, dental, vision and life insurance), flexible spending accounts, and the employer sponsored retirement plan.  Additionally, employees are eligible for paid time off, parental leave, short-term and long-term disability, as well as other care/wellness programs.

The firm is headquartered in Chicago, with offices in New York, Toronto, London, Frankfurt, Tokyo, Hong Kong, Seoul, and Sydney. For more information, visit: [gcmgrosvenor.com](https://www.gcmgrosvenor.com).

## EQUAL OPPORTUNITY EMPLOYER M/F/D/V

## About GCM Grosvenor

## Company Overview
- **One-liner**: GCM Grosvenor is a global alternative investment management firm providing customized investment solutions across private equity, infrastructure, real estate, credit, and absolute return strategies.
- **Entity Type**: Public (Nasdaq ticker: GCMG)
- **Headquarters**: Chicago, Illinois, United States
- **Founded**: 1971
- **Founders**: Not publicly available (founded as Grosvenor Capital Management)

## Core Business
- Primary industry/industries: Alternative Investment Management, Asset Management, Financial Services
- Target customers: Institutional investors (pension funds, endowments, foundations), family offices, and individual investors
- Mission or purpose statement: To deliver innovative, tailored, and diversified investment solutions to clients globally, leveraging over 50 years of alternative investing expertise and an open-architecture platform.

## Products & Services
- **Private Equity**: Multi-manager portfolios, co-investments, and customized separate accounts across private equity strategies. ($19B AUM)
- **Infrastructure**: Direct and fund investments in infrastructure assets globally. ($7B AUM)
- **Real Estate**: Private real estate investment strategies and portfolios. ($27B AUM)
- **Credit**: Credit-focused alternative investment strategies. ($17B AUM)
- **Absolute Return Strategies**: Hedge fund portfolios and customized hedge fund solutions. ($33B AUM)

The firm operates on an open-architecture platform, providing access to strategies, sectors, and geographies worldwide.
*Source: [gcmgrosvenor.com](https://www.gcmgrosvenor.com/)*

## Market Standing
- **Valuation/Market Cap**: Not publicly available (ticker GCMG, at $91B AUM as of March 31, 2026, with total AUM across all strategies: $91B)
- **Key Metric**: $91B in assets under management (AUM) as of March 31, 2026, with $33B in Absolute Return, $27B in Real Estate, $19B in Private Equity, $17B in Credit, and $7B in Infrastructure.
- **Notable Investors/Partners**: Serves many of the world’s largest and most sophisticated institutional and individual investors. Partners with clients globally across the Americas, Europe, Middle East, Africa, and Asia Pacific.
- **Growth Signals**: 50+ years in business; global expansion with offices in Chicago, New York, London, Tokyo, Hong Kong, Seoul, Toronto, Frankfurt, and Sydney (added Toronto, Frankfurt in 2021; Sydney in 2023). Listed on Nasdaq in 2014. Ranked #1 in the Major Employers category on Pensions & Investments’ 2025 Best Places to Work in Money Management list.

## Competitive Advantages
- **Longevity & Track Record**: 50+ years in the alternative investment industry, providing deep expertise across all major alternative asset classes.
- **Open-Architecture Platform**: A multi-manager, multi-strategy approach allowing tailored, diversified solutions for clients – unlike single-manager funds.
- **Global Scale & Presence**: Teams in key financial markets worldwide (Chicago, New York, London, Tokyo, Hong Kong, Seoul, Toronto, Frankfurt, Sydney) enable access to opportunities globally.
- **Innovation Pioneer**: Among the first to deliver customized hedge fund portfolios (1996) and private equity multi-manager portfolios (1999).
- **Client-First Culture**: Deep relationships and flexible, tailored solutions for each client’s unique goals.

## Strategic Focus
- Continued global expansion and deepening of presence in key markets (recent additions: Toronto, Frankfurt, Sydney).
- Delivering tailored, innovative investment solutions across the full spectrum of alternative investments.
- Investing responsibly and aligning approach with client objectives for long-term results.
- Attracting and retaining top talent through a strong culture of belonging, professional development, and social impact.

## Why Work Here
- **Award-Winning Workplace**: Ranked #1 in the Major Employers category on Pensions & Investments’ 2025 Best Places to Work in Money Management list.
- **Culture of Belonging**: Emphasizes diverse perspectives, equity, and intention to drive innovation and collaboration. Employee Resource Groups are active.
- **Comprehensive Benefits**: Generous medical, dental, vision, disability insurance; monthly wellness subsidy; paid time off, paid volunteer day, and paid parental leave; retirement benefit plans; employee assistance programs.
- **Career Development**: Summer internship and full-time analyst programs for early careers; dedicated mentorship and comprehensive training. Experienced professionals have opportunities to contribute to the firm’s long-term success while advancing their own careers.
- **Social Impact**: A decades-long tradition of community support, using time, talent, and resources to make a meaningful difference.
- **Work/Office Policy**: Positions are listed across various offices (Chicago, New York, London). Hybrid/remote policy not explicitly stated for all roles but in-office presence is likely standard for investment and client-facing roles.
- **Notable Perks/Engineering Culture**: Technology team is growing (hiring for Senior Software Engineer, Cybersecurity Engineer, IT Service Desk Manager). The firm has a "strong technology focus" within a dynamic alternative investments firm.

## Sources
1. [GCM Grosvenor Website (Overview)](https://www.gcmgrosvenor.com/)
2. [GCM Grosvenor Careers Page](https://www.gcmgrosvenor.com/careers/)
3. [GCM Grosvenor Who We Are](https://www.gcmgrosvenor.com/who-we-are/)
4. [GCM Grosvenor Open Positions (Greenhouse)](https://boards.greenhouse.io/gcmgrosvenor)
5. [GCM Grosvenor Job Application (Senior Software Engineer)](https://www.gcmgrosvenor.com/job-application/?gh_jid=7685550003)
6. [GCM Grosvenor Job Application (Infrastructure Investments Analyst - London)](https://www.gcmgrosvenor.com/job-application/?gh_jid=7761842003)

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