--- title: 'Compliance Officer - Business Conduct at MyFunded Futures' canonical: 'https://feeny.ai/job/compliance-officer-business-conduct-myfunded-futures-plano-qdsxa115abfh' type: 'job' last_seen: '2026-09-15' --- # Compliance Officer - Business Conduct at MyFunded Futures - **Company:** MyFunded Futures - **Location:** Plano, TX - **Work type:** hybrid - **Posted:** 2026-09-10 - **Last confirmed live:** 2026-09-15 - **Apply:** https://job-boards.greenhouse.io/myfundedfutures/jobs/4402405009 ## Job description At My Funded Futures, we’re transforming the world of proprietary trading by giving traders the capital, tools, and community they need to succeed. We blend innovation, transparency, and performance to create opportunity — helping traders scale faster and smarter. If you’re passionate about fintech, financial markets, and data-driven growth, you’ll fit right in. Explore our open roles below and see how you can help us shape the future of funded trading. The Compliance Officer - Business Conduct will be responsible for making sure that how the firm markets, sells, communicates, and treats its customers holds up to legal, regulatory, and internal standards. This role owns the conduct side of compliance: advertising and performance claims, affiliate and influencer activity, sales and support practices, customer disclosures, complaint handling, conflicts of interest, and trader conduct standards. Reporting to the Chief Compliance Officer, the Compliance Officer will design, implement, and manage a business conduct program that keeps the firm's commercial engine moving quickly without creating consumer protection, advertising, or reputational exposure. This leader will partner with marketing, growth, product, trading operations, risk, and legal to embed conduct standards into daily processes rather than bolt them on after launch. ## Key Responsibilities Business Conduct Program - Own the MyFundedFutures business conduct program, including the code of conduct, conflicts of interest policy, personal trading, and handling of confidential or material non-public information. - Establish written policies, monitoring routines, and escalation paths that are proportionate to the firm's size and pace. - Serve as the internal point of contact for conduct questions from employees, contractors, and partners. - Partner with People Operations on conduct-related investigations and disciplinary outcomes. Marketing, Advertising, and Claims Review - Own the review and approval process for marketing and sales content across paid media, organic social, email, web, and in-product messaging. - Set standards for performance, payout, and earnings claims, including substantiation requirements, source documentation, and required disclosures. - Build a compliant framework for testimonials, endorsements, and user-generated content consistent with FTC endorsement and advertising guidance. - Establish and police the rules of the road for affiliates, influencers, and referral partners: contractual conduct terms, prohibited claims, disclosure requirements, monitoring, and enforcement including offboarding. Customer-Facing Practices and Disclosures - Review customer-facing terms, plan descriptions, rules of engagement, fee schedules, and promotional terms for clarity, accuracy, and consistency with actual practice. - Set standards for how rule changes, plan changes, and pricing changes are communicated to existing customers. - Review billing, refund, cancellation, and discount practices for fairness and consistency, and work with finance and support on chargeback and dispute patterns. - Set conduct standards and review protocols for onboarding, and support communications, including scripts, macros, and chat responses. Complaints, Escalations, and Inquiries - Build and operate a centralized complaint intake, logging, triage, and resolution process with defined ownership and turnaround expectations. - Perform root cause analysis on complaint trends and drive corrective action into product, marketing, and support. - Manage responses to consumer protection inquiries, regulator correspondence, platform and processor inquiries, and reputational escalations in coordination with legal and external counsel. - Track remediation to completion and document outcomes. Trader Conduct and Account Integrity - Maintain trader conduct standards covering prohibited practices, account sharing, coordinated or collusive activity, misuse of platform latency or pricing, and misrepresentation during onboarding. - Partner with risk and trading operations on detection, review, and enforcement, and make sure enforcement decisions are documented, consistent, and defensible. - Own the appeals and review process for conduct-based account actions. - Maintain AML, KYC, sanctions screening, and prohibited jurisdiction controls, and coordinate with fraud on identity and payment abuse. Compliance by Design - Partner with engineering, UX, and product to embed disclosure, recordkeeping, and consent requirements into user flows before launch rather than after. - Set requirements for customer data protection, retention, and marketing consent, including outbound communication rules under CAN-SPAM, TCPA, and applicable state privacy laws. - Maintain a conduct risk register for new products, plans, promotions, and platform features, including emerging areas like API access, automated trading, and new geographies. Monitoring, Testing, and Reporting - Design and run a testing and surveillance program covering advertising claims, affiliate activity, customer communications, and enforcement consistency. - Track regulatory and enforcement developments in advertising, consumer protection, and the retail trading space, and translate them into practical changes to firm practice. - Conduct internal reviews and investigations, document findings, and drive remediation. - Report conduct risks, complaint trends, testing results, and open remediation items to the Chief Compliance Officer and, as appropriate, to the CEO and Board. - Build and deliver conduct and marketing compliance training across the company, with role-specific content for marketing, growth, sales, and support. ## Qualifications - Bachelor's degree in Finance, Economics, Law, Business, or a related field required; advanced degree (JD, MBA, or LLM) preferred. - 7+ years of experience in compliance, regulatory, legal, or risk roles, with meaningful time spent on advertising review, sales practices, or consumer-facing conduct. - Working knowledge of advertising and consumer protection standards, including FTC guidance on endorsements, testimonials, and substantiation of performance claims. - Familiarity with the futures and derivatives landscape and how retail trading products are marketed and sold. - Demonstrated success building conduct or marketing review programs in a fast-moving, growth-oriented environment. - Strong understanding of AML and KYC requirements, data governance, and customer communication rules. - Practical judgment and the ability to give clear, fast answers to commercial teams instead of blanket no's. - Comfort operating with limited infrastructure and building the process while running it. ## Preferred Experience - Prior compliance or conduct experience at a proprietary trading firm, brokerage, trading education company, fintech, or another business with performance-based marketing exposure. - Experience managing affiliate, influencer, or partner networks from a compliance perspective. - Experience with paid media review at scale and with creative approval workflows. - Exposure to trade surveillance concepts, trading platform mechanics, or algorithmic and automated trading behavior. - CAMS, CCEP, CRCM, or similar certification is a plus. - Experience with compliance, archiving, or surveillance tooling such as Actimize, NICE, Smarsh, Global Relay, or similar. ## EEO Statement ## Equal Employment Opportunity My Funded Futures is an equal opportunity employer. We believe that diversity drives innovation and success. We are committed to building an inclusive environment where every team member feels valued, respected, and supported—regardless of race, color, religion, gender, gender identity, sexual orientation, national origin, age, disability, veteran status, or any other protected characteristic. Pay Transparency In compliance with pay transparency laws, My Funded Futures provides compensation ranges in job postings where required. Final compensation may vary based on experience, qualifications, and location. We also offer comprehensive benefits and performance-based incentives. Accessibility / Accommodation Statement If you require assistance or an accommodation during the application process, please contact our HR team at careers@myfundedfutures.com. Work Authorization Applicants must be authorized to work in the applicable country without employer sponsorship. The Company does not offer visa sponsorship or immigration assistance for this position. ## About MyFunded Futures ## Company Overview - **One-liner**: MyFundedFutures is a proprietary trading firm that provides traders with sim-funded capital, evaluation programs, and a community platform to access funded trading in futures markets. - **Entity Type**: Private (no disclosed funding rounds) - **Headquarters**: Dover, Delaware, United States - **Founded**: 2023 - **Founders**: Not publicly disclosed ## Core Business - **Primary industry/industries**: Financial Services – Futures Proprietary Trading (prop firm) - **Target customers**: B2C – retail and experienced futures traders seeking funded accounts - **Mission or purpose statement**: “Empowering traders by providing capital, tools, and community to scale beyond limits.” ## Products & Services - **Futures Trader Evaluation Program**: A simple, two-step evaluation process (simulated environment) to assess trading skill. Traders can pass in as little as 2 days and receive a simulated-funded account. - **Sim-Funded Accounts**: Traders receive capital to trade futures with no daily loss limits or consistency rules. Profit split up to 80% for the trader. - **Payout System**: Request withdrawals in as fast as 2 days (sometimes 1 minute), with scale-up options to $100K+ in cumulative payouts based on performance. - **Community & Discord**: Active community (72K+ active users, 15 channels) for sharing strategies, wins, and lessons. - **Flex Plan (announced 2026)**: A simplified, improved Core offering with a single plan structure. ## Market Standing - **Valuation/Market Cap**: Not publicly available - **Key Metric**: 72K+ active users; 231 employees (+106% YoY headcount growth); annual visitors to website ~1.1M (monthly) - **Notable Investors/Partners**: No institutional investors disclosed. Key executives include Matthew Leech (CEO), Charlie Jacobson (VP Trading), Katherine Kaye (VP Finance), Juan Bautista Lurbe (Head of Risk), Divyam Arora (Founding Frontend Developer) - **Growth Signals**: Rapid headcount growth from ~25 (2023) to 231 (2026); expansion across 38 countries; active hiring across engineering, compliance, marketing, risk, and operations; introduction of the Flex plan in early 2026 ## Competitive Advantages - **No daily loss limits or consistency rules** on funded accounts – a differentiator that appeals to experienced traders - **Fastest path to payouts** in the prop firm space (as little as 2 days, sometimes 1 minute) - **Transparent payout track record** with public terms and conditions - **Scale-up potential** to $100K+ in cumulative payouts - **Strong community** (72K+ users, active Discord) driving engagement and retention - **Use of popular trading platforms** (integration with major futures platforms) ## Strategic Focus - **Scaling operations and talent**: Adding headcount in engineering, platform, risk, compliance, marketing, and finance to support growth - **Product simplification**: Consolidating Core offerings into a single Flex plan to improve clarity and onboarding - **International expansion**: Operating in 38 countries, with significant hiring in US, India, Canada, UK, Singapore, Morocco, and France - **Building a robust technology platform**: Hiring senior platform engineers (Django, Go, React, C#) and a Product Manager Lead for trading platforms - **Compliance and risk infrastructure**: Adding compliance officers and risk management roles as the firm scales ## Why Work Here - **Culture**: Described as “flat, fast, and purposeful” – blending financial insight, algorithmic innovation, and a drive to push boundaries - **Remote/Hybrid/Office policy**: Many roles offer remote or hybrid options; headquarters in Dover, DE, with significant presence in Dallas/Fort Worth, Plano, TX, Chicago, Detroit, and Columbus, OH - **Growth trajectory**: High-growth fintech (headcount +106% YoY) – opportunities for career advancement in a scaling company - **Cross-functional collaboration**: Flat structure allows visibility into leadership decisions; roles work closely with VP of Finance, VP of Engineering, and other C-level executives - **Benefits**: Pay transparency with ranges in job postings; performance-based incentives; equal opportunity employer - **Engineering culture**: Emphasis on building scalable systems; current openings for senior platform engineers, UX designers, and QA engineers - **Diversity and inclusion**: Committed to building an inclusive environment; accommodations available during application process - **Work authorization**: Applicants must be authorized to work in the applicable country without employer sponsorship (no visa sponsorship for most roles) ## Sources 1. [myfundedfutures.com – Homepage](https://myfundedfutures.com/?gad_campaignid=22823176955) 2. [myfundedfutures.com – Careers page](https://myfundedfutures.com/careers) 3. [LinkedIn – MyFundedFutures company page](https://www.linkedin.com/company/myfundedfutures) 4. [Greenhouse – MyFunded Futures job board](https://job-boards.greenhouse.io/myfundedfutures/jobs/4183174009) 5. [Greenhouse – FP&A Analyst job posting](https://myfundedfutures.com/careers/fpa-analyst-) ## Other roles at MyFunded Futures - [Junior Machine Learning Engineer](https://feeny.ai/job/junior-machine-learning-engineer-myfunded-futures-plano-texas-0j6ez1pwgfa1) — Plano Texas, United States - [Director of Tax](https://feeny.ai/job/director-of-tax-myfunded-futures-plano-texas-kbm7v3zeqmgk) — Plano Texas, United States - [KYC/AML Specialist](https://feeny.ai/job/kyc-aml-specialist-myfunded-futures-united-states-kg9gwzfd42pk) — United States - [SEO & Organic Growth Specialist](https://feeny.ai/job/seo-organic-growth-specialist-myfunded-futures-plano-texas-96286vsgbmkd) — Plano Texas, United States - [Technical Project Manager](https://feeny.ai/job/technical-project-manager-myfunded-futures-plano-texas-89jkf6hst82y) — Plano Texas, United States - [Accounting Associate – Treasury & Financial Reporting](https://feeny.ai/job/accounting-associate-treasury-financial-reporting-myfunded-futures-plano-texas-1n475j2wrxsb) — Plano Texas, United States - [Compliance Officer - Trade Conduct](https://feeny.ai/job/compliance-officer-trade-conduct-myfunded-futures-wen9kvm6dany) - [QA Engineer](https://feeny.ai/job/qa-engineer-myfunded-futures-dallas-texas-united-states-plano-texas-0qf04n9mgk5d) — Dallas Texas United States Plano Texas, United States